0001781002-19-000014.txt : 20190905 0001781002-19-000014.hdr.sgml : 20190905 20190905171351 ACCESSION NUMBER: 0001781002-19-000014 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 GROUP MEMBERS: BLEICHROEDER LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Intellicheck, Inc. CENTRAL INDEX KEY: 0001040896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 113234779 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-57779 FILM NUMBER: 191077928 BUSINESS ADDRESS: STREET 1: 100 JERICHO QUADRANGLE, STREET 2: SUITE 202 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: 516-992-1900 MAIL ADDRESS: STREET 1: 100 JERICHO QUADRANGLE, STREET 2: SUITE 202 CITY: JERICHO STATE: NY ZIP: 11753 FORMER COMPANY: FORMER CONFORMED NAME: Intellicheck Mobilisa, Inc. DATE OF NAME CHANGE: 20100527 FORMER COMPANY: FORMER CONFORMED NAME: Intelli Check Mobilisa, Inc DATE OF NAME CHANGE: 20080319 FORMER COMPANY: FORMER CONFORMED NAME: INTELLI CHECK INC DATE OF NAME CHANGE: 19990917 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Bleichroeder LP CENTRAL INDEX KEY: 0001781002 IRS NUMBER: 842006600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 917-769-2999 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 SC 13G 1 idn12311813g.htm INTELLICHECK - 13G

UNITED STATES SECURITIES AND

EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. )

(RULE 13d-102)

 

 

Information to be included in statements filed

pursuant to Rule 13d-1 (b) (c) and (d) and Amendments thereto

filed pursuant to Rule 13d-2 (b).

 

 

Intellicheck, Inc.

(Name of Issuer)

 

 

Common shares

(Title of Class of Securities)

 

45817G201

(CUSIP/SEDOL Number)

 

 

September 1, 2019

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☑        Rule 13d-1 (b)

☑         Rule 13d-1 (c)

☐       Rule 13d-1 (d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

SCHEDULE 13G

 

 

Issuer: Intellicheck, Inc. CUSIP No.: 45817G201

 

1       NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS

 

Bleichroeder LP

Tax ID # 84-2006600

 

 

2       CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

 

 

3       SEC USE ONLY

 

 

4       CITIZENSHIP OR PLACE OF ORGANIZATION

 

State of Delaware

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:

 

5 SOLE VOTING POWER - 1,728,678

6 SHARED VOTING POWER - 0

7 SOLE DISPOSITIVE POWER - 2,738,314

8 SHARED DISPOSITIVE POWER - 0

 

 

9       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,738,314

 

 

10       CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

N/A

 

 

11       PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:

 

17.24%

 

 

12       TYPE OF REPORTING PERSON

 

IA

 

 

SCHEDULE 13G

 

Issuer: Intellicheck, Inc. CUSIP No.: 45817G201

 

 

ITEM 1

 

(a)       Name of Issuer:

 

Intellicheck, Inc.

 

(b)       Address of Issuer's Principal Executive Offices:

 

535 Broad Hollow Road, Suite B51

Melville, NY 11747

 

ITEM 2

 

(a)       Name of Person Filing:

 

Bleichroeder LP

 

(b)       Address of Principal Business Office:

 

1345 Avenue of the Americas, 47th Floor

New York, NY 10105

 

(c)       Citizenship:

 

Delaware, USA

 

(d)       Title of Class of Securities:

 

Common Stock

 

(e)       CUSIP No.:

 

45817G201

 

ITEM 3

 

If this statement is filed pursuant to Sections 240. 13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a) Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
     
(b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
     
(c) Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78C);
     
(d) Investment company registered under Section 8 of the Investment Company Act if 1940 (15 U.S.C. 80a-8);
     
(e) An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
     
(f) An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
     
(g) A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
     
(h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
     
(i) A church plan that is excluded from the definition of an insurance company under Section 3 (c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
     
(j) Group, in accordance with section 240.13d-1 (b)(1)(ii)(J).

 

 

 

SCHEDULE 13G

 

Issuer: Intellicheck, Inc. CUSIP No.: 45817G201

 

 

ITEM 4. Ownership.

 

N/A

 

 

ITEM 5. Ownership of Five Percent or Less of a Class.

 

N/A

 

 

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

 

Bleichroeder LP (Bleichroeder), an investment adviser registered under Section 203 of the Investment Advisers Act of 1940, is deemed to be the beneficial owner of 2,738,314 shares, or 17.24% of the common stock believed to be outstanding as a result of acting as investment adviser to various clients. 21 April Fund, Ltd. ("21 April"),a Cayman Islands company for which Bleichroeder acts as investment adviser, may be deemed to beneficially own 1,376,123 of these 2,738,314 shares, which equates to 8.67% of the Common Stock. Clients of Bleichroeder have the right to receive and the ultimate power to direct the receipt of dividends from, or the proceeds of the sale of, such securities. Additionally, Bleichroeder disclaims beneficial ownership in 1,009,636 shares reported by Bleichroeder which are held in separate accounts managed and voted by Michael M. Kellen in his individual capacity.

 

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON.

 

N/A

 

 

ITEM 8. Identification and Classification of Members of the Group.

 

N/A

 

 

ITEM 9. Notice of Dissolution of Group

 

N/A

 

  

 

SCHEDULE 13G

 

Issuer: Intellicheck, Inc. CUSIP No.: 45817G201

 

 

ITEM 10. Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose of effect.

 

  

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: September 5, 2019
   
Signature: /s/ Michael M. Kellen
   
Name/Title: Michael M. Kellen, Chairman And CO-CEO